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BS 8453:2011

Withdrawn

Withdrawn

Compliance framework for regulated financial services firms. Specification

Available format(s)

Hardcopy , PDF

Language(s)

English

Published date

02-28-2011

Withdrawn date

05-22-2026

US$244.16
Excluding Tax where applicable

Foreword
1 Scope
2 Normative references
3 Terms and definitions
4 Guiding principles
5 The compliance framework
Bibliography

Describes overarching policies, procedures and methods for operating a compliance framework within a regulated financial services firm.

Committee
W/-
DevelopmentNote
Supersedes 10/30210204 DC. (02/2011)
DocumentType
Standard
Pages
22
PublisherName
British Standards Institution
Status
Withdrawn
Supersedes

Withdrawn:This standard is no longer used

BS 8577:2012 Framework for the provision of financial advice and planning services. Specification
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BS ISO 22222:2005 Personal financial planning. Requirements for personal financial planners
BS ISO 10002:2014 Quality management. Customer satisfaction. Guidelines for complaints handling in organizations
BS 18477:2010 Inclusive service provision. Requirements for identifying and responding to consumer vulnerability
BS 10012:2009 Data protection. Specification for a personal information management system

US$244.16
Excluding Tax where applicable